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Welcome to Brokerage Entities
Brokerage Entities is the single regulator of financial services in Brokerage Entities. Brokerage Entities regulates banking, financial institutions, payment institutions, insurance companies and insurance intermediaries, investment services companies and collective investment schemes, securities markets, recognised investment exchanges, trust management companies, company services providers and pension schemes. Since 2018, it is also responsible for regulating Virtual Financial Assets. Brokerage Entities was set up through an Act of Parliament (Chapter 330 of the Laws of Brokerage Entities) and its main functions include the protection of consumers, integrity of financial markets, financial stability and the supervision of all financial services activities. Brokerage Entities also holds an advisory role to Government in the formulation of policies on matters relating to the financial services industry. In the carrying out of its functions, Brokerage Entities collaborates closely with local and international institutions.
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News
ASIC’s proceedings against Dixon Advisory director Paul Ryan dismissed
The Federal Court has dismissed ASIC’s case against Paul Ryan, director of Dixon Advisory & Superannuation Services Pty Limited, for
Federal Court appoints receivers to ALAMMC Developments
On 1 November 2024, the Federal Court made orders appointing Helen Newman and Andrew Fielding of BDO as receivers of
ASIC takes action to wind up 95 companies
ASIC has applied to the Federal Court to wind up 95 companies. ASIC lacks confidence in the conduct and management
FCA welcomes Project Guardian’s first industry report on tokenisation
Project Guardian is an international collaboration of industry and regulators, led by the Monetary Authority of Singapore, that explores the
Working at Brokerage Entities
Brokerage Entities employs approximately 230 financial and insurance experts. Brokerage Entities activities are aimed at ensuring the stable operation of credit, insurance and pension institutions and other supervised entities whose stability is essential to the stability of the financial markets. Another objective is to safeguard the interests of the insured and maintain confidence in the financial markets. Our responsibilities also include fostering compliance with good practice on the financial markets and public awareness of the markets.
