The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published or updated the following Questions and Answers: Alternative Investment Fund Managers
The FCA has fined Arian Financial LLP (Arian) £288,962.53 for failing to ensure it had effective systems and controls against financial crime. Arian’s failure to
The FCA has issued a Final Notice objecting to the proposed acquisition of Olampicaran Limited (Olampicaran) by Mr Ahmed. Mr Ahmed failed to notify and
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the 2024 European Single Electronic Format (ESEF) XBRL taxonomy
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching the first selection procedure for the Consolidated Tape Provider
ASIC has disqualified Allen Bruce Caratti, of Perth, Western Australia, from managing corporations for a period of 4 years, after his involvement in three failed
The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed by an independent expert after it
The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed by an independent expert after it
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