Former mortgage broker pleads guilty to failing to take reasonable steps to ensure that he did not make a false statement in a compliance certificate lodged with ASIC

Mr Henan Gao of Ryde, New South Wales, the director of Shinning Crown International Pty Ltd (SCI), has pleaded guilty to one count of failing to take reasonable steps to ensure that he did not make or authorise the making of a statement that was false or misleading in a material particular, in a credit …

Former mortgage broker pleads guilty to failing to take reasonable steps to ensure that he did not make a false statement in a compliance certificate lodged with ASIC Read More »