Warnings

Day: September 17, 2021

ASIC permanently bans former Sydney financial adviser

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ASIC has permanently banned former financial adviser Ross Andrew Hopkins from providing financial services or from controlling an entity carrying on a financial services business. Mr Hopkins was a financial adviser and sole director of QWL Pty Ltd (QWL) in Sydney. QWL and Mr Hopkins provided clients with financial advice including dealing in securities and …

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Alpha Capital Partners

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Unauthorised firm – Alpha Capital Partners Other Information: This firm is using the same trading name as a genuine UK regulated investment firm – Alpha Capital Partners LLP (470085) Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

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