Day: December 16, 2021

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published its Annual Report on waivers and deferrals for equity and non-equity instruments covering the year 2020. The report includes an analysis based on waivers for which ESMA issued an opinion to the competent authority. It also provides an overview on …

ESMA publishes its Annual Report on waivers and deferrals Read More »

ASIC has obtained interim orders from the Federal Court freezing the assets of Ascent Investment and Coaching Pty Ltd (Ascent) and its director, Michael Jefferson Dunjey of Applecross, Western Australia. ASIC’s application for these orders was made while ASIC investigates concerns that: funds may have been raised through misrepresentations made to investors; investor funds may …

Court freezes funds and assets of Ascent Investment and Coaching and its Western Australian director Read More »