Day: February 15, 2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today publishing its Peer Review Report on the national supervision of Central Securities Depositories (CSDs) providing cross-border services or participating in interoperable links. The peer review assessed six National Competent Authorities (NCAs) in respect of how they supervise CSDs, which …

ESMA assesses supervision of Central Securities Depositories Read More »

ASIC has warned businesses it will be targeting greenwashing, predatory lending and misleading insurance pricing promises this year, as part of a continuing focus on protecting consumers from financial harm. The warning coincides with the release of its latest enforcement and regulatory report, highlighting actions taken during the last three months of 2022, and outlining …

ASIC to expand enforcement focus areas in the coming year Read More »