Warnings

Day: March 2, 2023

Financial Conduct Authority to tackle competition problems with the trade data market

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Access to good quality, fairly priced trade data is important for the whole financial system. It allows for properly informed, timely investment decisions. Trading data includes information on prices and volumes traded and supplied by venues, like stock exchanges, where shares and other financial products are bought and sold. Markets in which firms compete to …

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Markets Bank

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Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services …

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INVESCO GBP

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Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services …

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STAR MINES

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Unauthorised firm – STAR MINES Address: 18 Culverhouse Road, Luton, England, UNITED KINGDOM, LU3 1PX Email: [email protected] Website: https://star-minesltd.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

AXI TRADING

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Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services …

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ASIC consults on ‘sunsetting’ class orders about financial requirements

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ASIC is seeking feedback on proposals to remake ‘sunsetting’ class orders that impose financial resource requirements on the managed funds industry. Consultation Paper 367 Remaking ASIC class orders on financial requirements: [CO 13/760], [CO 13/761] and ASIC Instrument 2022/449 (CP 367) sets out ASIC’s proposals on: Class Order [CO 13/760] Financial requirements for responsible entities …

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ASIC publishes report on good practices for handling whistleblower disclosures

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ASIC today published a report to help entities improve their arrangements for handling whistleblower disclosures, and ensure they are effective and encourage people to speak up. The report (REP 758) sets out the good practices ASIC observed from its review of seven entities’ whistleblower programs from a cross-section of industries. ASIC found that programs with …

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