The changes are part of the Wholesale Markets Review, which we have been conducting alongside government. We are tailoring our rules to better suit UK markets and to promote competition and growth. We previously consulted on rule changes for secondary markets, including on the transparency regime for equity markets. They will: enhance the quality of …
The FCA wants to make the listing regime, the rules companies must follow to be allowed to list their shares in the UK, more effective, easier to understand and more competitive. The FCA has been acting to improve the UK’s position for years. Within months of leaving the European Union, 2 years ago, the FCA …
FCA proposes to simplify rules to help encourage companies to list in the UK Read More »
Gabriel Govinda (known online as ‘Fibonarchery’) has been sentenced to two and a half years imprisonment to be released immediately on a 5 year recognisance in the amount of $5,000 and fined $42,840 after pleading guilty to 23 charges of manipulation of shares listed on the Australian Securities Exchange and 19 charges of illegal dissemination …
ASIC today called on investment product issuers to ‘lift their game’ after an initial review found significant room for improvement in how they meet their design and distribution obligations (DDO). The DDO, now into its second year, marks a significant shift to outcomes-based regulation. Ultimately, it requires financial products to be designed and distributed with …
Ord Minnett Limited Ltd ACN 002 733 048 (Ord Minnett) has paid a penalty of $888,000 to comply with an infringement notice given by the Markets Disciplinary Panel (MDP). On 1 September 2021, Ord Minnett received instructions to commence a buy-back on behalf of AWN Holdings Ltd (AWN). The MDP had reasonable grounds to consider …
Ord Minnett Limited Ltd ACN 002 733 048 pays $888,000 infringement notice Read More »
Unauthorised firm details Name: ALLEN & ASSOCIATES LLC / www.allenandassocllc.com Address: 28 Liberty Street, New York, NY, UNITED KINGDOM, 10005 Telephone: +17165033375 Fax: +17165926324 Email: [email protected] Website: www.allenandassocllc.com Other Information: Other firms with similar name on NY Registry. No links. Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. …
ALLEN & ASSOCIATES LLC / www.allenandassocllc.com Read More »
Unauthorised firm details Name: tradingautofx.com Address: 75 Peachfield Road, Cenarth, UNITED KINGDOM, SA38 0ES Email: [email protected] Website: www.tradingautofx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so …
Unauthorised firm details Name: DeluxeprimeInvestment Inc / Deluxeprime Investments Ltd Address: 7 Bell Yard, London, UNITED KINGDOM, WC2A 2JR Telephone: 16609240051 Mobile: +447451278811 Email: [email protected] Website: www.deluxeprimeinvestments.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you …
DeluxeprimeInvestment Inc / Deluxeprime Investments Ltd Read More »
Unauthorised firm details Name: 247PROTRADING Address: 66 Great Suffolk Street, London, UNITED KINGDOM, SE1 0BL Bronwydd Avenue, Cardiff, Wales, UNITED KINGDOM, CF23 5JP 1 Front St W, Toronto, CANADA, ON M5J 2X5 Email: [email protected] Website: https://247protrading.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these …
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