Day: May 23, 2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is consulting on draft regulatory technical standards (RTS) under the revised ELTIF Regulation. Interested stakeholders are invited to provide input by 24 August 2023. The RTS will specify the way the new requirements of the revised ELTIF regulation, in particular on …

ESMA seeks input on rules for long term investment funds Read More »

ASIC has cancelled the Australian financial services (AFS) licence of Centurion Custodian Funds Management Ltd (Centurion), effective from 18 January 2023. The license authorised Centurion to provide specified financial services, including financial product advice and dealing in interests in managed investment schemes for wholesale clients. ASIC cancelled the licence because Centurion had not provided any …

ASIC cancels AFS licence of Centurion Custodian Funds Management Ltd, stay application refused Read More »

ASIC has suspended the Australian financial services (AFS) licence of Huntley Management Limited (HML) for 12 months, effective 21 March 2023. The licence authorised HML to deal in interests in managed investment schemes to retail and wholesale clients, and to provide general financial product advice to wholesale clients. HML is the responsible entity of twelve …

ASIC suspends AFS licence of Huntley Management Limited Read More »

Former Continental Coal director, Ashley Paul D’Sylva, of Leederville, Western Australia, has been sentenced to eight months’ imprisonment to be released immediately upon entering into a recognisance release order in an amount of $5,000 and to be of good behaviour for 18 months, for one count of breaching s184(1)(a) of the Corporations Act 2001 (Cth). …

Former Continental Coal director Ashley Paul D’Sylva sentenced Read More »