Day: May 24, 2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has published its report on the Common Supervisory Action (CSA) with National Competent Authorities (NCAs) on the supervision of the asset valuation rules under the UCITS and AIFM Directives. In the final report ESMA presents its analysis and conclusions from the …

ESMA reports points out improvements needed in supervision of asset valuation Read More »

The FCA encourages young investors to adopt the same principles to investing as they do to their dating lives, as it launches the latest burst of its InvestSmart campaign. New FCA research shows that young investors are thinking more long-term when dating than investing: just 31% of people were investing to earn more money than …

FCA finds young investors are more likely to have long-term goals in mind when dating than when investing Read More »

Former managing director of Global Merces Funds Management Ltd (in liquidation) Ms Holly Marie Grofski has been sentenced to offences involving the falsification of documents and the provision of false information to an auditor. Following her guilty pleas, Ms Grofski was convicted and sentenced in the Brisbane District Court. Ms Grofski was sentenced on each …

Former managing director Holly Grofski convicted of criminal charges Read More »