The Consumer Duty comes into force on 31 July for new and existing products and services that are open for sale or renewal. Read more about how firms should be preparing. The Duty is a significant shift in our expectations, and we’ve been pleased to see many firms working hard to meet these new, higher …
The Financial Conduct Authority has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. Mr Morgan demonstrated a lack of competence in his oversight of PMC’s Pension Transfer advice process …
FCA bans Lee Morgan for British Steel Pension Scheme advice failings Read More »
Unauthorised firm details Name: EasyChainFX Address: Green Quarter, Cheetham Hill, Manchester, UNITED KINGDOM Website: www.easychainfx.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …
Unauthorised firm details Name: CapitalHub Telephone: +442030973448, +447770145476 Email: [email protected] Website: www.capital-hub.io Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Unauthorised firm details Name: Sallix Capital Telephone: +442038859062 Email: [email protected] Website: www.sallixcapital.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
ASIC today published its Cost Recovery Implementation Statement (CRIS) for 2022-23. The statement details ASIC’s estimated levies by industry subsector. Estimated levies are a guide only. Final levies will be based on ASIC’s actual cost of regulating each subsector and the business metrics submitted by entities. Final levies will be published in December 2023 and …
Industry funding: 2022-23 Cost Recovery Implementation Statement Read More »
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