The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a Statement on its 2022 Common Supervisory Action (CSA) and on the mystery shopping exercise regarding compliance with disclosure requirements for costs and charges under MIFID II. Overall, firms comply with most of the elements of the ex-post cost …
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today launching a Common Supervisory Action (CSA) with National Competent Authorities (NCAs) on sustainability-related disclosures and the integration of sustainability risks. The goal is to assess the compliance of supervised asset managers with the relevant provisions in the Sustainable Finance …
Unauthorised firm details Name: GEMINIFX Website: www.geminifxtraders.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Unauthorised firm details Name: DAILY FXMINING Address: Hudson, UNITED KINGDOM Mobile: +447456441648 Email: [email protected] Website: www.dailyfxmining.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …
Unauthorised firm details Name: Our USA Loan PayDay Loans Address: Brooklyn, UNITED STATES OF AMERICA, NY 10036 PO Box 16122 Collins Street, Victoria, AUSTRALIA, 8007 Telephone: +18001231234 Email: [email protected] Website: www.ourusaloan.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They …
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the world of EU financial markets focused in June on important topics such as the launch of the ESMA Data Strategy 2023-2028, the release of the …
The Financial Conduct Authority has reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk. As things stand, gaps observed in liquidity management could lead to a risk of investor harm. Asset managers need to manage liquidity effectively. Doing so is vital so investors are able to …
Asset managers told to review liquidity management in funds Read More »
Unauthorised firm details Name: DIGITAL GOLD INVESTMENT Mobile: +447956209928 Email: [email protected] Website: www.digitalgoldinvest.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
On 28 June 2023, a liquidator disciplinary committee (the Committee) decided that Richard Ernst Auricht’s registration as a liquidator should be cancelled. ASIC’s referral to the Committee alleged Mr Auricht was not a fit and proper person to be registered as a liquidator, as he had failed to carry out adequately and properly his duties …
Liquidator disciplinary committee cancels registration of Richard Ernst Auricht Read More »
ASIC has disqualified Edoardo Perlo of Fortitude Valley, Queensland, from managing corporations for four years, after his involvement in three failed companies. Mr Perlo was a director of three companies between 2015 and 2020: Casa Gusto Pty Ltd (ACN 141 576 703) (de-registered) (‘Casa’); SMC Drummoyne Pty Ltd (ACN 600 533 140) (‘SMC’); and Popina …
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