Day: July 18, 2023

ESMA publishes 2022 UCITS and AIFMD sanction reports

The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its 2022 reports on the use by National Competent Authorities (NCAs) of sanctions under the Undertakings for Collective Investments in Transferable Securities (UCITS) and the Alternative Investment Fund Managers Directive (AIFMD). The pattern evidenced by the reports throughout the years (since …

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CRISTOBIS

Unauthorised firm details Name: CRISTOBIS Address: Bradbury Road, Newton Aycliffe, UNITED KINGDOM, DL5 6DA 15 Birchall Street, Birmingham, West Midlands, UNITED KINGDOM, B12 0RP Email: [email protected] Website: www.cristobis.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give …

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ANUBIS LTD

Unauthorised firm details Name: ANUBIS LTD Address: Suite 2235 Unit 3A, Holborn, London, UNITED KINGDOM Website: www.anubisglobal.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the …

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TETRAGLOBAL GROUP

Unauthorised firm details Name: TETRAGLOBAL GROUP Address: Ground Floor, 20/22 Wenlock Road, London, UNITED KINGDOM 3281 Steve Hunt Road, Florida, Miami, UNITED STATES OF AMERICA, FL 933176 636 Owagner Lane, Burien, Washington, UNITED STATES OF AMERICA, WA 98168 1894 Freed Drive, Stockton, California, UNITED STATES OF AMERICA, CA 95202 Telephone: +3057996212, +3054011299, +2062413309 Email: [email protected]

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ATMOS ENERGY BANK

Unauthorised firm details Name: ATMOS ENERGY BANK Address: 109 South Washington Avenue, Chicago, Illinois, UNITED STATES OF AMERICA, 209363 USA 635 Mill Road, London, SE95 1SB Email: [email protected] Website: https://atmosenergycorpbank.com Other Information: Potential names A-Energy, Atmos Energy Bank and Atmos Energy Corp Bank Some firms may give incorrect contact details including postal addresses, telephone numbers …

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ULTIMATE EARNING PLATFORM / ADVANCED-FX

Unauthorised firm details Name: ULTIMATE EARNING PLATFORM / ADVANCED-FX Email: [email protected] Website: www.ultimateearningplatform.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

ASIC issues first stop order for a Life Insurance product

ASIC has issued an interim stop order on Clearview Life Assurance Limited’s (Clearview Life) Clearview ClearChoice Income Protection Cover and Accidental Income Protection Cover (Income Protection Cover). The stop order relates to two underlying products. ASIC issued the stop order because of deficiencies in the target market determination (TMD). This follows ASIC’s recent interim stop …

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ASIC review of insurance target market determinations

The Australian Securities and Investments Commission (ASIC) has written to the Insurance Council of Australia, the Council of Australian Life Insurers and the Financial Services Council about its review of over 100 Target Market Determinations (TMDs) for general and life insurance products. The letters outline ASIC’s findings based on a sample of general and life …

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Review finds super trustees need to improve retirement outcomes planning

A thematic review of how superannuation trustees are supporting their members under the Retirement Income Covenant has found that trustees need to make more progress to enhance retirement outcomes. The review was conducted jointly by the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC). The covenant, which came into effect …

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