Warnings

Day: July 28, 2023

FCA secures Confiscation Order against convicted money launderer

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On Friday 28 July 2023, Southwark Crown Court imposed a Confiscation Order of £562,636 against Richard Faithfull following his conviction in September 2021. Mr Faithfull was part of a trans-national organised crime group which laundered the proceeds of at least 7 professionally run overseas investment frauds. The Court determined that Richard Faithfull’s criminal benefit was …

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SILVERGROVE CAPITAL GROUP

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Unauthorised firm details Name: SILVERGROVE CAPITAL GROUP Address: 477 Madison Avenue, New York, NY, UNITED STATES OF AMERICA, 10022 Telephone: +16468142404 Fax: +16468628737 Email: [email protected] Website: www.silvergrovecapitalgroup.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you …

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ALTPRO EXCHANGE WAY

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Unauthorised firm details Name: ALTPRO EXCHANGE WAY Mobile: +447424423942 Email: [email protected] Website: www.altproexchangeway.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

EPIC GROWTH INVESTMENTS

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Unauthorised firm details Name: EPIC GROWTH INVESTMENTS Address: UNIT 5, CARRERA COURTH, DINNINGTON, SHEFFIELD, UNITED KINGDOM, S25 2RG Telephone: +0123654789 Email: [email protected] Website: www.epicgrowthinvestment.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong …

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WEALTHY HARGREAVES OPTIONS

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Unauthorised firm details Name: WEALTHY HARGREAVES OPTIONS Address: 1 Wood Street, Bolton, UNITED KINGDOM, BL1 1EB Email: [email protected] Website: www.wealthyhargreavesoptions.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …

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ASIC imposes additional licence conditions on Shartru Wealth Management Pty Ltd

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ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru). This follows a targeted surveillance by ASIC that found Shartru was not adequately monitoring and supervising its representatives. ASIC also found that some of Shartru’s financial advice failed to meet the best interests duty and related …

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ASIC cancels AFS licence for NSW licensee

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ASIC has cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee). The licence was cancelled because the Licensee failed to prepare and lodge the required financial statements and auditor opinions with ASIC. Furthermore, the Licensee failed to pay ASIC’s industry levies and maintain an external dispute resolution membership with the Australian …

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