October 11, 2023 – Brokerage Entities

ESMA assesses market developments in DeFi and explores the smart contracts system

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The European Securities and Markets Authority (ESMA), the EU’s financial markets and securities regulator, today publishes two articles on decentralised finance (DeFi), one on developments and risks in the EU market and another on a methodology for the categorisation of smart contracts. These articles highlight important risks to consumers, new forms of market abuse, and …

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FCA censures London Capital & Finance plc

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The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds. The FCA does not consider it appropriate to impose a financial penalty on the firm as it is insolvent and in administration. To do so would only divert funds that the administrators may use …

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One Star Finance / https://onestarfinance.co.uk/

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Name: One Star Finance / https://onestarfinance.co.uk/ Address: 75 Davies St, London, W1K 5JN Telephone: 02081370599 Email: [email protected] Website: OneStarFinance.co.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …

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Brief Trader / https://www.brieftrader.com

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Name: Brief Trader / https://www.brieftrader.com Address: Løktabakken 6 DRØBAK, 1440 Norge, Norway, NORWAY Telephone: 18001234567 Mobile: +447361621904, +447462214987 Fax: 8882345680 Email: [email protected] Website: https://www.brieftrader.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong …

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Cyber Rex Ltd

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Name: Cyber Rex Ltd Email: [email protected] Website: www.cyberexltd.com Other Information: aka Cyberex Ltd Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

ASIC announces action against 11 SMSF auditors

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ASIC has taken action against 11 self-managed superannuation fund (SMSF) auditors, where conduct has fallen short and they have breached their obligations, in the quarter ending 30 September 2023. This included breaches of auditing and assurance standards, independence requirements and registration conditions. ASIC Deputy Chair Sarah Court said, ‘SMSF auditors have a critical role in …

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Day: October 11, 2023

ESMA assesses market developments in DeFi and explores the smart contracts system

FCA censures London Capital & Finance plc

One Star Finance / https://onestarfinance.co.uk/

Brief Trader / https://www.brieftrader.com

Cyber Rex Ltd

ASIC announces action against 11 SMSF auditors

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