Day: October 20, 2023

The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today published a Consultation Paper on two draft Joint Guidelines covering suitability assessment of members of the management body, and suitability of shareholders and members with qualifying holdings of issuers of asset referenced tokens (ARTs) and of crypto-asset service provider (CASPs). The …

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ASIC has banned former PwC Australia partner Peter-John Collins, of Sandringham, Victoria, from providing financial services or controlling an entity that carries on a financial services business for eight years. Mr Collins was an authorised representative of Australian financial services licensee PricewaterhouseCoopers Securities Limited from 1 March 2004 to 14 July 2006, and again from …

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ASIC and APRA have released the public notes on the fifth Superannuation CEO Roundtable held on Wednesday 27 September 2023. The Roundtable was hosted by ASIC Senior Executive Leader Jane Eccleston and APRA Deputy Chair Margaret Cole. It was attended by 10 superannuation trustee CEOs and executives, representing a broad cross-section of the industry. The …

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