ASIC suspends AFS licence of Celtic Equities Management
On 19 October 2023, ASIC suspended the Australian Financial Services (AFS) licence of financial services provider, Celtic Equities Management Pty Ltd for six months. ASIC surveillance found Celtic Equities Management failed to: lodge its financial statements and audit report for the financial years ended 30 June 2017 to 30 June 2022; pay its outstanding ASIC …
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