Day: December 18, 2023

FCA responds to the Complaints Commissioner’s Final Report into Premier FX Limited

The failure of Premier FX caused serious worry for people who had entrusted it with their money. We have considered the Commissioner’s recommendations carefully. While we accept many of these, we do not believe we should pay compensation to Premier FX’s customers beyond the payments we have made for delays in the handling of people’s …

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Kristofer Ridgway charged with providing false or misleading information to ASIC

Former Brisbane-based financial adviser Kristofer Ridgway has appeared at the Southport Magistrates Court in Queensland charged with two counts of providing false or misleading information to ASIC during the conduct of a compulsory examination, contrary to section 64(1) of the Australian Securities and Investments Commission Act 2001 (Cth). It is alleged that Mr Ridgway provided …

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