Name: INVESTMENTCEX Address: 152-160 Kemp House, City Road, London, EC1V 2NX Email: [email protected] Website: https://investmentcex.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …
Name: GIKLO Telephone: 13072242992 Mobile: 07520649030 Website: https://giklo.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: CAPITAL FUND ASSETS Address: 35 Ludgate Hill, London Email: [email protected] Website: https://capitalfundassets.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: Horizon Capital Management Address: 110 Bishopgate, London, EC2N 4AY Telephone: 02070888471, 02079711476, 02074594773 Email: [email protected] Website: www.horizoncmuk.co.uk Other Information: Please note that this entity has no association whatsoever with the UK registered company Horizon Capital Management Limited (company number: 9235521). The unauthorised firm is falsely claiming the name, registered number and address of the …
The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial promotions, which contributed to thousands of investors being misled. LCF marketed minibonds to retail investors. Financial …
The former director of Reiwa-Capital, Russell Sandiford, has pleaded guilty to two counts of dishonest conduct in relation to a financial product contrary to section 1041G of the Corporations Act with section 1311, following an ASIC investigation. Between January 2020 and June 2022 Mr Sandiford obtained $440,909.71 from 74 clients on the basis of investing …
Former director of Reiwa-Capital pleads guilty to using investor funds dishonestly Read More »
ASIC has made two orders permanently banning Yanchep-based financial adviser Mark Raymond Sebo following his convictions of fraud. The convictions related to Mr Sebo stealing funds from his client’s superannuation funds. Under the Corporations Act and National Consumer Credit Protection Act, ASIC may permanently ban a person from the financial services and credit industries if …
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today withdrawn the authorisation of Euronext Paris SA (Euronext) as a Data Reporting Service Provider (DRSP) under the Markets in Financial Instruments Regulation (MiFIR). Euronext was authorised as both an Approved Reporting Mechanism and an Approved Publication Arrangement under MiFIR since 3 …
Your one-stop-shop in the world of EU financial markets focused in January on the last ESMA consultation package related to the Markets in Crypto Assets Regulation (MiCA). We invited stakeholders to send their feedback on reverse solicitation and classification of crypto assets as financial instruments by 29 April 2024 and we have also launched a …
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today issued a Public Statement providing market participants with clarity concerning their reporting requirements under RTS28, pending full application of the new rules under MiFID II. ESMA expects NCAs not to prioritise supervisory actions towards investment firms relating to the periodic …
ESMA clarifies certain best execution reporting requirements under MiFID II Read More »
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