Day: March 1, 2024

The FCA will focus on investigating suspected criminal offences by Mr Dance, having secured a 12-month pause in our civil case over serious regulatory breaches. On 1 March 2024, following an application by the FCA, His Honour Judge Baumgartner sitting as a judge of the High Court granted a 12-month pause in our civil case …

High Court allows the FCA to pause civil case against WealthTek LLP Read More »

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the results of the annual transparency calculations for equity and equity-like instruments, which will apply from 1 April 2024. The calculations made available include: the liquidity assessment as per Articles 1 to 5 of CDR 2017/567; the determination …

ESMA publishes the results of the annual transparency calculations for equity and equity-like instruments Read More »