Warnings

Day: March 8, 2024

ASIC and APRA issue final rules and further guidance for the Financial Accountability Regime

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The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have released final rules and further guidance to support the financial services industry in implementing the Financial Accountability Regime (FAR). The FAR, which replaces the Banking Executive Accountability Regime (BEAR), imposes a stronger responsibility and accountability framework for APRA-regulated entities in …

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Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds

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Ronald Lester Cardwell of Cherrybrook, New South Wales, has been convicted and sentenced to a term of 24 months imprisonment, to be served by way of intensive correction order (ICO) for dishonestly using his position as a liquidator to withdraw company funds, following an ASIC investigation (22-280 MR). Mr Cardwell pleaded guilty to one count …

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ASIC disqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years

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Joseph Gutnick of St Kilda East, Victoria, has been disqualified by ASIC from managing corporations for a period of four years following his involvement in three failed companies between June 2016 and March 2020. Mr Gutnick was a director of: Axis Consultants Pty Ltd (Deregistered) A.C.N. 006 804 708 (Axis), Merlin Diamonds Limited (In Liquidation) …

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Tezos Markets

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Name: Tezos Markets Address: 5811 Trade Center Dr, Building 10, Austin, Texas, UNITED STATES OF AMERICA, 78744 Trade Center, Ripple Road, Barking, UNITED KINGDOM, IG11 7NX Telephone: +17086957137, +447723759422 Email: [email protected] Website: www.tezosmarketslc.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over …

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Debt Free Insolvency

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Name: Debt Free Insolvency / Credit Solve Website: https://www.debtfreeinsolvency.uk/landing-page–af2cb Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine. What this means for you …

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Capital Advisory Limited

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Name: Capital Advisory Limited Address: Eccleston Place, Park Street, Salford, M7 4NH Email: [email protected] Website: https://capitaladvisoryltd.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.

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