Day: April 2, 2024

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launched a consultation on proposed amendments to Commission Delegated Regulation (EU) No 447/2012 and to Annex I of the Credit Rating Agencies Regulation (CRAR). The objective of the proposals is to ensure a better incorporation of ESG factors in the credit rating …

ESMA consults on possible amendments to the Credit Rating Agencies Regulatory Framework Read More »

Name: INSTANCY CAPITAL Address: Hayes Close, Parsonage Road, Grays, Essex, UNITED KINGDOM, RM20 4AX Pershore Road, Stirchley, Birmingham, UNITED KINGDOM, B30 2JL Telephone: 07425834801 Email: [email protected] Website: www.instancy-capital.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give …

INSTANCY CAPITAL Read More »

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the world of EU financial markets focused in February and March on EU Green Bonds and our extensive activity on the Markets in Crypto Assets Regulation (MiCA). In both cases, we …

ESMA publishes latest edition of its newsletter Read More »

Sydney-based former financial adviser David Valvo appeared before the Downing Centre Local Court on 2 April 2024 charged with 12 counts of dishonest conduct in the course of carrying on a financial services business, Your Financial Freedom Pty Ltd. ASIC alleges that between 23 July 2019 and 15 January 2020 Mr Valvo acted dishonestly when …

Former Sydney financial adviser charged with dishonest conduct Read More »

The Federal Court has dismissed an application by Provide Nominees Pty Ltd (Provide Capital) to prevent ASIC’s further investigation of the entity. Justice Rofe agreed with ASIC’s submission that Provide Capital’s application had no prospects of success. Provide Capital’s application alleged that ASIC did not have the state of mind required to conduct an investigation …

Federal Court throws out application to prevent ASIC investigation Read More »