Warnings

Day: May 7, 2024

FCA bans and fines James Lewis £120,300 for putting investors at risk

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The former CEO of Shard Capital Partners has been fined £120,300 and banned by the Financial Conduct Authority (FCA). James Lewis, the former CEO of Shard Capital Partners, has been fined £120,300 and banned by the FCA following two separate instances of providing incorrect information about clients’ cash purportedly held by Shard. Mr Lewis’ misconduct …

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Block edge Miners

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Name: Block edge Miners Address: Shudehill, Manchester, M4 2AF Mobile: 07831075237 Email: [email protected] Website: https://blockedgeminers.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …

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ANALYSIS TRADENET

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Name: ANALYSIS TRADENET Address: Fitz-James Avenue, London, UNITED KINGDOM, W14 0SN Email: [email protected] Website: www.apexpipsolution.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …

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Aristn-Financial

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Name: Aristn-Financial Address: Chester Rd, London, N19 5DH Email: [email protected] Website: www.aristn-financials.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

ESMA asks for input on assets eligible for UCITS

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The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a Call for Evidence on the review of the Undertakings for Collective Investment in Transferable Securities (UCITS) Eligible Assets Directive (EAD). The objective of this call is to gather information from stakeholders to assess possible risk and benefits of …

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ASIC issues warning over dodgy cold calling operators and online baiting tactics

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ASIC is warning consumers to be wary after an ASIC review identified some cold calling operators using high-pressure sales tactics and online click-bait advertisements to lure consumers into receiving inappropriate superannuation switching advice. These cold calling operators — which make unsolicited calls to consumers after obtaining their personal information from third-party data brokers or by …

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Exposing high-pressure cold calling tactics and social media click-bait leading to superannuation switching

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For many Australians, retirement planning is a critical step toward securing their financial future. Australians often look to financial services professionals for support when forging a superannuation strategy that helps ensure they can retire with dignity and reap the benefits of a lifetime of hard work. Australians should be confident these professionals are exercising the …

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Ark Mining / arkmining.co.uk

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Fraudsters are using the following details to scam people: Name: Ark Mining / arkmining.co.uk (Clone of FCA Authorised Appointed Representative) Telephone: +447391346289 Email: [email protected] Website: https://www.arkmining.co.uk/ Social Media Details: Twitter @ark_mining (https://twitter.com/ark_mining), Instagram @arkmining (https://www.instagram.com/arkmining/), Facebook @ARKMining (https://www.facebook.com/ARKMining) Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference …

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Horizon Law

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Fraudsters are using the following details to scam people: Name: Horizon Law (clone of an FCA Exempt Professional Firm) Address: 100 Rue de Genève, Lausanne, SWITZERLAND, 1004 Telephone: +420605469161, +420720156961, +41215303161, +442080890238 Email: [email protected], [email protected], [email protected] Website: https://www.horizon-law.org, www.horizon-law.net Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm …

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andrewgrindleyfs.co.uk

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Fraudsters are using the following details to scam people: Name: andrewgrindleyfs.co.uk (Clone of FCA Authorised Firm) Telephone: +447418360990, +447535288876 Email: [email protected] Website: https://andrewgrindleyfs.co.uk/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They may …

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