Name: EXPRESS TRADE Address: Rivington Street, London, UNITED KINGDOM, EC2A 3DU Email: [email protected], [email protected] Website: www.expresstradefirm.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …
Name: TITAN Email: [email protected] Website: www.titansglobal.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: PRIMEGAIN Email: [email protected] Website: www.primesgain.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: APEXMINING / APEXMINING.ONLINE Address: 34 Seven Sisters Road, London, UNITED KINGDOM, N7 6AA Email: [email protected] Website: https://apexmining.online/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so …
Name: DYNAMIC RESORUCES INVESTMENT / DYNAMICRESORUCESINVESTMENT.LTD Address: Bridge Street, Kington, UNITED KINGDOM, HR5 3DJ Email: [email protected] Website: www.dynamicresourcesinvestment.ltd Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so …
DYNAMIC RESORUCES INVESTMENT / DYNAMICRESORUCESINVESTMENT.LTD Read More »
Name: Delta-Stock – delta-stock.net, delta-stock.com Email: [email protected] Website: https://delta-stock.net/, https://delta-stock.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have been. On 2 May 2022, a CGML trader had intended to sell a basket of equities to the value of US$58m. The trader made an inputting error while entering the basket in an …
FCA fines CGML £27,766,200 for failures in its trading systems and controls Read More »
ASIC has banned former financial adviser Gawad Nabi from providing financial services for a period of three years. Mr Nabi was an authorised representative of Life Plan FP Pty Ltd from 23 March 2018 to 31 March 2021, a director from 15 November 2019 to 30 December 2022, and a responsible manager from 19 January …
ASIC bans former financial adviser for three years Read More »
The National Anti-Scam Centre (NASC) has released its Investment Scam Fusion Cell Report, which outlines findings of the first Fusion Cell co-led by Australian Competition and Consumer Commission (ACCC) and the Australian Securities and Investments Commissions (ASIC) to combat investment scams. The Fusion Cell, which ran from August 2023 to February 2024, was designed to …
National Anti-Scam Centre releases its first Investment Scam Fusion Cell Report Read More »
Check against delivery Good evening, everyone: the Assistant Treasurer and Minister for Financial Services Stephen Jones, Commissioners, colleagues and guests. Welcome to the ASIC UTS AI Regulators Symposium. This has been in discussion for quite a while and I take a lot of personal satisfaction from this coming together, and a special thanks to Professor …
Opening remarks at the ASIC UTS AI Regulators Symposium Read More »
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.