September 19, 2024 – Brokerage Entities

ASIC receives new powers under financial market infrastructure reforms

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ASIC welcomes the new Australian financial market infrastructure (FMI) laws, which introduce new powers essential to ensuring a stable and efficient Australian financial system. Financial market infrastructures (FMIs) are the key entities that enable, facilitate, and support trading in Australia’s capital markets. FMIs include financial market operators, benchmark administrators, clearing and settlement (CS) facilities, and …

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Reforms to financial services retail-disclosure requirements

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The Government and FCA announce plans to reform UK retail disclosure rules and will temporarily exempt investment trusts from assimilated EU law requirements. The Government and FCA are committed to the ongoing reform programme to reinvigorate our capital markets. Ensuring retail investors can make informed investment decisions is an important part of ensuring healthy capital …

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Statement on forbearance in relation to investment trust disclosure requirements

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This statement sets out our forbearance given the Government’s intention to exclude some investment trusts from the PRIIPs Regulation and other assimilated law. The Government is committed to replacing EU-inherited disclosure regulation with a new framework tailored to UK markets and firms. In November 2023, the Treasury issued draft legislation on the repeal and replacement …

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peakventureslimited.com

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Name: peakventureslimited.com Address: 5th Floor, 11 Bressenden Place, London, UNITED KINGDOM, SW1E 5BY Telephone: +447477205835 Email: [email protected], [email protected] Website: www.peakventureslimited.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …

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Pillarswift

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Name: Pillarswift Address: Birmingham International Park, Solihull, UNITED KINGDOM, B37 7GN Email: [email protected] Website: www.pillarswift.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …

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Catalysing productivity and growth: A change in mindset on financial inclusion

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It’s great to be here for my second time at StepChangeLink is external. Thank you Vikki for inviting me and for all you and your team do to protect vulnerable consumers. And I’m delighted that the FCA, like StepChange, has become a major employer in Leeds. With an office on Queen Street since 2022, we …

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Day: September 19, 2024

ASIC receives new powers under financial market infrastructure reforms

Reforms to financial services retail-disclosure requirements

Statement on forbearance in relation to investment trust disclosure requirements

peakventureslimited.com

Pillarswift

Catalysing productivity and growth: A change in mindset on financial inclusion

Pillarswift

peakventureslimited.com

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