Day: October 31, 2024

KLEIGHTON CAPITAL PARTNERS LLC

Name: KLEIGHTON CAPITAL PARTNERS LLC Address: 776, 6th Avenue, New York, NY, UNITED STATES OF AMERICA, 10001 Fax: +16465584178 Email: [email protected] Website: www.kleightoncapitalpartners.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …

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FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings

The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services (Vintage) from advising any customers on pension transfers and opt outs. Mr Hodgson and Mr Adams poorly advised people to transfer out of defined benefit pension schemes, including the British Steel Pension Scheme (BSPS). They are also banned from holding any senior …

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FCA and PSR Boards appoint new chair to decision-making committees

The FCA and PSR Boards have appointed Alison Potter as chair of the FCA’s Regulatory Decisions Committee (RDC) and the PSR’s Enforcement Decisions Committee (EDC). These 2 committees are responsible for taking certain regulatory decisions on behalf of the FCA and the PSR. Committee members are selected based on their ability to make independent decisions …

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