The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008. This follows Barclays’ decision to withdraw its referral of the FCA’s planned action to the Upper Tribunal. The action was based on findings which included that Barclays’ conduct in its October 2008 capital raising …
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The competition will award funding for several research projects focused on growth, competitiveness and regulation in the UK financial services sector. The FCA is launching its first competition to fund research into how regulation can support national growth. This follows a review of recent literature which found significant gaps in the available research. Applicants should …
FCA launches first research competition to help drive UK economic growth Read More »
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is clarifying details for some of the documents that future applicants will be expected to provide when participating in the selection process for Consolidated Tapes Providers (CTPs). During the first stage of the selection procedure, the exclusion criteria will be used …
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