The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published or updated the following Questions and Answers:
Alternative Investment Fund Managers Directive (AIFMD)
Permission of AIFMs to delegate portfolio or risk management to non-supervised undertakings established outside of the EU (2229)
AIFMs safekeeping client money (2230)
Central Securities Depositories Regulation (CSDR)
Change of beneficial ownership (714)
Digital Operational Resilience Act (DORA)
Questions on Microenterprises and RMF (2219)
ICT-related incidents (management / classification / reporting) – Critical Services Affected
ICT-related incidents (management / classification / reporting) – Duplicate ICT Incident Reporting
Oversight framework of CTPPs – Exemption for Non-EU ICT Intra-group Service Providers
Markets in Crypto-Assets Regulation (MiCA)
Possibility of natural persons and trusts / trustees to be authorised as CASPs (2342)
Minimum capital requirements for CASPs (2343)
Audit / certification of CASP financial statements (2344)
OTC derivatives, central counterparties and trade repositories (EMIR) – CCPs
Calibration of confidence interval for CCP margin requirements (2010)
