Name: MEGA STREAMS Address: Ely, England, UNITED KINGDOM, CB6 3BZ Email: [email protected] Website: https://mega-streams.ltd/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: Jonny’s Trading Academy (www.jonnystradingacademy.com/get-started) Website: https://www.jonnystradingacademy.com/get-started, https://www.jonnystraders.com/get-started Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today issued a Statement providing initial guidance to firms using Artificial Intelligence technologies (AI) when they provide investment services to retail clients. When using AI, ESMA expects firms to comply with relevant MiFID II requirements, particularly when it comes to organisational …
ESMA provides guidance to firms using artificial intelligence in investment services Read More »
Name: Property Debt Collection Limited / propertydebt.co.uk Address: Sherwood House, 5 Bluecoats Avenue, Hertford, Hertfordshire, SG14 1PB Telephone: 01992449403 Website: propertydebt.co.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business …
Property Debt Collection Limited / propertydebt.co.uk Read More »
Check against delivery Good morning. I would like to begin by acknowledging the Traditional Owners of the land on which we are meeting, being the Gadigal people of the Eora nation, and pay my respects to their Elders, past, present, and emerging. I would also like to thank the Investor Relations Association for hosting me …
ASIC has made two orders permanently banning Melbourne-based former director Christopher David Nairn from the financial services and credit industries. Mr Nairn falsified numerous documents by forging his clients’ signatures which enabled him to misappropriate more than $650,000 in client funds. ASIC found Mr Nairn’s conduct was illustrative of a person who lacks the honesty, …
ASIC permanently bans Melbourne director from financial services and credit activities Read More »
ASIC has accepted a court-enforceable undertaking from registered company auditor Robert Johnson and audit firm Hardwickes, based in Canberra. Following an ASIC investigation, Mr Johnson admitted he failed to ensure the audit of property development company, Consolidated Builders Limited, was conducted in accordance with ethical requirements outlined in the APES 110 Code of Ethics for …
Auditor and audit firm admit to independence failures Read More »
ASIC has suspended the Australian financial services (AFS) licence of Aurora Funds Management Limited (Aurora) (AFSL 222110) until 20 September2024. Aurora is the responsible entity of 6 registered managed investment schemes, the Aurora Absolute Return Fund (ARSN 110 303 430); HHY Fund (ARSN 112 579 129); Aurora Property Buy-Write Income Trust (ARSN 125 153 648); …
ASIC suspends AFS licence of Aurora Funds Management Limited Read More »
ASIC has disqualified Andrew Liam Parry of Wentworth Falls, NSW, from managing corporations for the maximum period of five years due to his involvement in the failure of four companies. Between June 2014 and July 2023, Mr Parry was the director or officer of four companies that entered liquidation of: On Solar Aus Pty Ltd, …
Intelligent Money Ltd (Intelligent Money) is a self-invested personal pension (SIPP) operator authorised and regulated by the FCA. On 28 May 2024, the directors of Intelligent Money appointed Richard Heis and Edward Boyle of Interpath Advisory as joint administrators. The joint administrators are qualified insolvency practitioners. Action taken prior to the appointment of the administrators …
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