ASIC welcomes the Government’s action to progress implementation of rules for competition in clearing and settlement. Earlier this week, the Assistant Treasurer made the Corporations and Competition (CS Services) Instrument 2024 (Instrument), which empowers ASIC to make rules on clearing and settlement (CS) services relating to cash equities. ASIC is committed to using its new …
ASIC has published Information Sheet 282 Unsolicited contact leading to financial advice (INFO 282), which outlines how financial services laws apply to unlicenced entities referring consumers to a third party for the provision of financial advice. These entities must comply with financial services laws. If they don’t, they risk substantial penalties. INFO 282 is also …
Check against delivery Good evening. I would like to start by acknowledging the Traditional Owners of the land on which we meet, the Whadjuk Noongar people, and pay my respects to their Elders, past and present. I extend that respect to Aboriginal and Torres Strait Islander peoples here today. It’s a real pleasure to be …
Taken for a ride: ASIC targets used car financing misconduct Read More »
ASIC today has outlined an expanded program of work to enhance the integrity and quality of financial reporting and auditing in Australia in achieving the broader goal of confident and informed investors. ASIC’s pro-active financial reporting and audit surveillance program remains a key part of our work. The program covers listed companies, other public interest …
Fraudsters are using the following details to scam people: Name: Financial Magnum / fin-magnum.com (Clone of FCA Authorised Appointed Representative) Telephone: +4420863810811 Email: [email protected], [email protected], [email protected] Website: https://fin-magnum.com/, https://account.fin-magnum.com/, https://traderweb-pro.com/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the …
Umuthi Healthcare Solutions has withdrawn its reference to the Upper Tribunal. Umuthi was challenging the FCA’s decision to discontinue the listing of its standard shares from the Official List. The withdrawal means that our First Supervisory Notice remains in force, and the discontinuance of the listing of Umuthi’s shares remains in effect.
Following the public statement of 14 December 2023, the European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the final report containing Guidelines on funds’ names using ESG or sustainability-related terms. The objective of the Guidelines is to ensure that investors are protected against unsubstantiated or exaggerated sustainability …
Name: BTC TRADE / BTCTRADE.WORLD Address: 1 The Green, Winchmore Hill, London, UNITED KINGDOM, N21 1BB Email: [email protected], [email protected] Website: https://btctrade.world/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business …
Name: DALMORE CAPITAL GROUP INC Address: 100 East 53rd Street, New York, NY, UNITED STATES OF AMERICA, 10022 Telephone: +19177203233 Fax: +19179345332 Email: [email protected] Website: www.dalmorecapitalgroupinc.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details …
Name: CENTRE-TRADEFX / CENTRE-TRADEFX.COM Address: 266 Farnham Rd, Slough, UNITED KINGDOM, SL1 4XL Email: [email protected] Website: https://centre-tradefx.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the …
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