Fraudsters are using the following details to scam people: Name: Articus (clone of FCA Appointed representative) Telephone: 0790862445 Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They may also change their contact details …
Nicholas Benbow, director of William Buck Audit (Vic) Pty Ltd, has paid $20,625 to comply with 3 infringement notices issued by ASIC. This is the first time ASIC has issued an infringement notice under the Corporations Act for an alleged breach of audit rotation issues. The infringement notices were issued because ASIC has reasonable grounds …
Head of audit at William Buck Victoria pays $20,625 penalty for audit rotation issues Read More »
The Financial Conduct Authority (FCA) has secured court approval to obtain £1.6m from Argento Wealth Ltd (AWL) and its sole director Mr Daniel Willis, who promoted 2 alleged unlawful investment schemes. The FCA previously commenced civil proceedings against AWL and Mr Willis to recover investor funds linked to the firm’s alleged unlawful activity, with the …
FCA secures £1.6m for investors from alleged unlawful investment schemes Read More »
Name: TRIDENT LOANS FINANCIAL SERVICES Address: 9 Silwood Road, Ascot, Berkshire, UNITED KINGDOM, SL5 0PY Telephone: 02081331441, 01873901041 Email: [email protected], [email protected] Website: www.tridentloans.co.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a letter to the European Commission, the Parliament, and the Council (ECOFIN) providing an interim update on the DLT Pilot Regime. The letter provides an update on the status of applications received by national competent authorities (NCAs) to date, …
ESMA publishes outcome of first year of the DLT Pilot Regime Read More »
Name: BORTON-ACKERMAN MANAGEMENT GROUP Address: 125 Maiden Lane, New York, NY, UNITED STATES OF AMERICA, 10038 Telephone: +19177253145 Fax: +19175461067 Email: [email protected] Website: www.borton-ackerman.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong …
ASIC has cancelled the Australian financial services (AFS) licence of Menon & Associates Pty Ltd (489130). The licence was cancelled on the basis that Menon & Associates Pty Ltd is no longer carrying on a financial services business. ASIC may cancel an AFS licence held by an individual if the person ceases to carry on …
ASIC cancels licence of Menon & Associates Pty Ltd Read More »
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launched a consultation on proposed amendments to Commission Delegated Regulation (EU) No 447/2012 and to Annex I of the Credit Rating Agencies Regulation (CRAR). The objective of the proposals is to ensure a better incorporation of ESG factors in the credit rating …
ESMA consults on possible amendments to the Credit Rating Agencies Regulatory Framework Read More »
Name: INSTANCY CAPITAL Address: Hayes Close, Parsonage Road, Grays, Essex, UNITED KINGDOM, RM20 4AX Pershore Road, Stirchley, Birmingham, UNITED KINGDOM, B30 2JL Telephone: 07425834801 Email: [email protected] Website: www.instancy-capital.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give …
We advise all former customers of SO FX Ltd who may have a claim to contact the firm’s liquidators, Evelyn Partners. In August 2020, we published a warning about SO FX on the Financial Services Register that it may be providing financial services or products in the UK without our authorisation. SO FX Ltd entered …
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