The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the world of EU financial markets focused in February and March on EU Green Bonds and our extensive activity on the Markets in Crypto Assets Regulation (MiCA). In both cases, we …
Sydney-based former financial adviser David Valvo appeared before the Downing Centre Local Court on 2 April 2024 charged with 12 counts of dishonest conduct in the course of carrying on a financial services business, Your Financial Freedom Pty Ltd. ASIC alleges that between 23 July 2019 and 15 January 2020 Mr Valvo acted dishonestly when …
Former Sydney financial adviser charged with dishonest conduct Read More »
The Federal Court has dismissed an application by Provide Nominees Pty Ltd (Provide Capital) to prevent ASIC’s further investigation of the entity. Justice Rofe agreed with ASIC’s submission that Provide Capital’s application had no prospects of success. Provide Capital’s application alleged that ASIC did not have the state of mind required to conduct an investigation …
Federal Court throws out application to prevent ASIC investigation Read More »
The Bank of England (BoE), the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Payment Systems Regulator (PSR) (together ‘the Authorities’) have a joint-authority Memorandum of Understanding (MoU). The MoU continues to set out the high-level framework the Authorities use to cooperate in relation to payment systems in the UK. The Financial …
Mr Barreto was sentenced to a total of 2 years’ imprisonment, suspended for 2 years, with 120 hours of unpaid work, for 11 counts of fraud by false representation and 2 counts of carrying on regulated activities without authorisation. Mr Hussain was sentenced to 16 months’ imprisonment, suspended for 2 years, with 120 hours of …
Larry Barreto and Tassib Hussain sentenced for mortgage fraud Read More »
Name: STOCK CRYPTO MARKETS / STOCKCRYPTOMARKETS Address: 199 Bishopsgate, London, UNITED KINGDOM, EC2M 3TY Seidlstrabe 24-24a, Munich, GERMANY, D-80335 Email: [email protected] Website: www.stockcryptomarkets.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …
Name: FOREX GLOBAL COIN Address: London, UNITED KINGDOM Email: [email protected] Website: www.forexglobalcoin.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine. What this …
Name: PhoenixFireFx Address: 22 Bishopsgate, London, UNITED KINGDOM, EC2N 4BQ Email: [email protected] Website: www.phoenixfirefx.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine. …
Fraudsters are using the following details to scam people: Name: bdm-investments.uk (Clone of FCA Authorised Firm) Address: 45 Maltby St, London, SE1 3PA Telephone: +442080892936, +442039660776 Email: [email protected], [email protected], [email protected], [email protected] Website: bdm-investments.uk Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these …
Mr Stuart Bayes was today found guilty of 2 offences of insider dealing, following an 8-week trial at Southwark Crown Court in a prosecution brought by the Financial Conduct Authority (FCA). Mr Bayes was employed as a site manager at UK plastic manufacturer, RPC Group Plc (RPC). Through his employment he obtained confidential information, known …
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