Name: DYNAMIC-ACCESS.LTD Address: 85 Great Portland Street, First Floor, London, England, UNITED KINGDOM, W1W 7LT Email: [email protected] Website: https://dynamic-access.ltd/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …
Name: ASSETCOIN TRADERS Address: Lefroy Road, Norwich, England, UNITED KINGDOM, NR3 2NX Email: [email protected] Website: https://assetcoin-traders.co/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …
Name: CENTRICGLOBAL.LTD Address: Deepcut, Camberley, Surrey, England, UNITED KINGDOM, GU16 6SD Email: [email protected] Website: https://centricglobal.ltd/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has fined Scope Ratings GmbH (Scope) a total of EUR 2,197,500, and issued a public notice, for breaches of the Credit Rating Agencies Regulation (CRA Regulation). ESMA found that Scope fell short of the CRA Regulation’s requirements on handling conflicts of …
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations Read More »
Name: COIN-BRIDGE.COM / COIN-BRIDGE Address: 7 The Hayloft, Far Peak, Northleach, Gloucestershire, UNITED KINGDOM, GL54 3AP Telephone: +16573338815 Email: [email protected] Website: https://coin-bridge.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another …
ASIC secured travel restraint orders against current and former directors within the Mansa Group, Krishnakumar Sitaram Agrawal and Shashikumari Krishnakumar Agrawal. The orders, issued on 18 March 2024, include restrictions on Mr and Mrs Agrawal from leaving or attempting to leave Australia until 31 August 2024 or until further order is made. Both Mr and …
ASIC secures travel restraint orders against Mansa Group directors Read More »
The Federal Court has today found that a term requiring policy holders to notify Auto & General Insurance Company Limited (Auto & General) of any changes to their home and contents is not unfair under the ASIC Act. ASIC alleged that the term was unfair as ASIC considered it: imposes an obligation on customers to …
ASIC has secured interim travel restraint orders against Stephen Vincent McGovern, Managing Director and CEO of Dubber Corporation Limited, and Mark Madafferi, solicitor and principal of North Melbourne law firm, Christopher William Legal. The orders which prevent Mr McGovern and Mr Madafferi from leaving or attempting to leave Australia until 13 September 2024 or until further orders, …
Managing Director of Dubber Corporation restrained from leaving Australia Read More »
While most relevant providers are currently registered, ASIC reminds AFS licensees and relevant providers of the importance of complying with the registration obligation on an ongoing basis. Both AFS licensees and relevant providers should ensure that they understand the circumstances where new registration is required. AFS licensees must register their relevant providers: after they authorise …
ASIC reaffirms ongoing registration obligation for financial advisers Read More »
Our Statement of Policy on panel appointments states our policy for appointing members to our statutory panels, in accordance with the Financial Services and Markets Act (FSMA) 2000. Under section 1RA of FSMA 2000, we are required to publish a statement of policy in relation to the appointment of members of our statutory panels that …
Panel appointments: Statement of Policy by the FCA Read More »
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.