ASIC has cancelled the Australian financial services licence (AFS licence) of DOD Bookkeeping Pty Ltd (in liquidation) (DOD) following a payment of compensation by the Compensation Scheme of Last Resort (CSLR). On 29 March 2024, the Australian Financial Complaints Authority (AFCA) made a determination against DOD, which DOD failed to pay. Subsequently, on 23 October …
Former Brisbane-based financial adviser Kristofer Ridgway has been charged with 26 counts of dishonest conduct in relation to the provision of financial services, contrary to sections 1041G and 1311(1) of the Corporations Act 2001 (Cth). It is alleged that Mr Ridgway facilitated investments on behalf of his clients in Steppes Alternative Asset Management and Trinus …
Kristofer Ridgway charged with dishonest conduct Read More »
The FCA has banned Mr Ari Harris from working in financial services. In July 2020, Mr Harris was convicted of inflicting grievous bodily harm without intent after stabbing a man twice in the neck. He was sentenced to 3 years’ imprisonment in July 2022. Mr Harris and Reeds Motors Ltd (the firm), of which he …
FCA bans director following grievous bodily harm conviction Read More »
National Australia Bank (NAB) failed 345 of its customers at their most vulnerable when they applied for hardship support from the bank, according to documents filed by ASIC in the Federal Court today. ASIC alleges that between 2018 and 2023, NAB and its subsidiary AFSH Nominees Pty Ltd (AFSH) did not respond to 345 hardship …
ASIC sues NAB for failing customers facing financial hardship Read More »
Name: Equitytrio Address: 14 Fitz-James, London, UNITED KINGDOM Email: [email protected] Website: www.equitytrio.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: Ratesfinder Address: Suite 112, Orion Mall, Palm Street, Victoria, Mahe, SEYCHELLES Website: https://investcomparehub.co.uk/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: Nectaverse Trade Address: 55-61 High Street, Eltham, UNITED KINGDOM, SE9 1TD Telephone: +15134002876 Email: [email protected] Website: www.en.nectaverse.biz Other Information: aka Nectaverse Technology Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …
Name: ALPHA COIN LTD Address: Colston Street, Newcastle, Tyne And Wear, NE4 8UL 20-22 Wenlock Road, London, N1 7GU Telephone: 1585304717 Email: [email protected] Website: https://alphacoinltd.cc/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that …
The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today a Decision on the information that competent authorities must report to them for the designation of critical ICT third-party service providers under the Digital Operational Resilience Act (DORA). In particular, the Decision requires competent authorities to report by 30 April 2025 the …
Name: WILSONTONWISE FX Address: 4th Central Library, Surrey St, Sheffield City Centre, S1 1XZ Email: [email protected], [email protected] Website: https://wilsontonwise.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …
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