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ESAs publish first set of rules under DORA for ICT and third-party risk management and incident classification

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The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today the first set of final draft technical standards under the DORA aimed at enhancing the digital operational resilience of the EU financial sector by strengthening financial entities’ Information and Communication Technology (ICT) and third-party risk management and incident reporting frameworks. The …

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ASIC urges AFS licensees to register their financial advisers and provides a short extension to facilitate compliance

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ASIC’s records show that as at 9am on 18 January 2024, 4,036 (26%) financial advisers who provide personal advice to retail clients on relevant products (relevant providers) are still not registered with ASIC. Given that the period for registration has coincided with the summer holiday period, ASIC is providing AFS licensees an additional two weeks …

ASIC urges AFS licensees to register their financial advisers and provides a short extension to facilitate compliance Read More »

megacapitals.org

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Name: megacapitals.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

PlanAndInvests (planandinvests.com)

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Name: PlanAndInvests (planandinvests.com) Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

accordfinancegroup.info

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Name: accordfinancegroup.info Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

CMGSFX

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Name: CMGSFX Email: [email protected] Website: www.cmgsfx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

One Stop Claims / onestopclaims.co.uk (Clone of FCA Authorised Firm)

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Fraudsters are using the following details to scam people: Name: One Stop Claims / onestopclaims.co.uk (Clone of FCA Authorised Firm) Telephone: 01618264340 Website: http://onestopclaims.co.uk/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They …

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Heptagon Investments / heptagoninvestments.com (Clone of FCA Authorised Firm)

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Clone firm details Fraudsters are using the following details to scam people: Name: Heptagon Investments / heptagoninvestments.com (Clone of FCA Authorised Firm) Telephone: +442081502323, +442038349178 Email: [email protected], [email protected], [email protected], [email protected], [email protected] Website: https://heptagoninvestments.com/, https://panel.heptagoninvestments.com/client/login Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix …

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CoinJarmax / coinjarmax.com

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Clone firm details Fraudsters are using the following details to scam people: Name: CoinJarmax / coinjarmax.com (Clone of FCA Authorised Firm) Telephone: +447476349902 Email: [email protected] Website: https://www.coinjarmax.com/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of …

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Liquidator disciplinary committee imposes conditions on registration of Steven Naidenov

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On 21 December 2023, a liquidator disciplinary committee (the Committee) decided that conditions should be imposed on Steven Naidenov, a registered liquidator. In summary, the conditions require that Mr Naidenov arrange for a peer review of six external administrations, at his own cost, over the next two years for which he is an appointed external …

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