Name: ForexOptions245 Address: London, United Kingdom Email: [email protected] Website: www.forexoptions245.live Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: Blue Star Solution Address: 162 Uxbridge Road, London, ENGLAND, W13 8SB Telephone: 03333034922 Email: [email protected] Website: bluestarsolution.co.uk, bluestarservice.co.uk, bluestarfinances.co.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
Ms Yat Nam (April) Yuen, of Sydney, New South Wales, has been charged with aiding and abetting former stockbroking firm BBY Limited (BBY) to engage in dishonest conduct in relation to a financial service. Ms Yuen, who held various roles at BBY including Manager – Strategy, is charged with two offences contrary to sections 1041G(1) …
Former BBY employee charged with aiding and abetting BBY’s dishonest conduct Read More »
ASIC has released Information Sheets 276 and 277 to provide guidance to financial advisers and AFS licensees about the new requirement for financial advisers to be registered, following the Treasury Laws Amendment (2023 Measures No. 1) Bill 2023 receiving Royal Assent on 27 November 2023. From 1 February 2024, financial advisers, excluding provisional relevant providers, …
ASIC releases guidance on the registration of financial advisers Read More »
Introduction The famous crime novelist and screenwriter, Raymond Chandler, once said that his greatest weapon was not a gun or a knife, but a $20 bill. It’s a very American quote! But it got me thinking about the diverse tools we have at our disposal, and how often we use them. I think one of …
The Evolving Regulatory Landscape and the Implications for Australasian Listed Entities Read More »
Name: Extremely FX Market / https://extremelyfxmarket.org Address: 1071, W 15th Street, Chicago, IL 60608, UNITED STATES OF AMERICA Telephone: 19174730735 Email: [email protected] Website: https://extremelyfxmarket.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong …
Extremely FX Market / https://extremelyfxmarket.org Read More »
We have today published the final report on our multi-firm review into firms’ progress in implementing the internal capital adequacy and risk assessment (ICARA) process and reporting requirements under the Investment Firms Prudential Regime (IFPR). This final report must be read together with the report on our initial observations published in February 2023. The IFPR …
FCA publishes final report on IFPR implementation observations Read More »
The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from holding any senior management functions in a regulated firm. Mr Lewis and Ms Jones will also pay …
FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice Read More »
Name: Marketindex-exchange Address: Wenlock Road, 20-22, London, Unitied Kingdom, N1 7GU Jacksonville FL, USA Telephone: +447451284263 Email: [email protected] Website: www.marketindex-exchange.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
Name: Noxclassic Trade Address: Level 8, One Square Canary Wharf, London, United Kingdom, E14 5AA Level 34 Scott Square, Scott Street, New York, United States America, 4268 Level 2, Cintech Building, 73 Science Park Dr, Singapore, 118254 Level 11 Compass Offices, Toranomon, Minatoku, 105-01 Japan. Telephone: +17623332715 Email: [email protected] Website: www.noxclassic.com Some firms may give …
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.