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ASIC releases August 2023 financial adviser exam results

ASIC has released exam results from the 22nd Financial Advisers Exam cycle, held in August 2023. The exam has been continuously conducted by the Australian Council for Educational Research (ACER) since its inception and follows a rigorous process to ensure all candidates in all cycles are held to the same standard. In this exam cycle: …

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Review of later-life mortgages finds poor advice and misleading promotions

In a review of later life mortgage firms, the Financial Conduct Authority has worked with the largest firms to improve their advice processes and prompted the removal or amendment of almost 400 misleading promotions. A later life mortgage is the most popular type of equity release catered to homeowners who want to release money tied …

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WILLIAMSBURG INTERNATIONAL CONSULTANCY LLC

Name: WILLIAMSBURG INTERNATIONAL CONSULTANCY LLC Address: 745 7th Avenue, New York, NY, 10019 Telephone: +15183802265 Fax: +15182881485 Email: [email protected] Website: www.williamsburginternationalconsultancyllc.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business …

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ASIC consults on insolvent trading guidance

ASIC has released Consultation Paper 372 Guidance on insolvent trading safe harbour provisions: Update to RG 217 seeking feedback on our proposed updates to Regulatory Guide 217 Duty to prevent insolvent trading: Guide for directors (RG 217). CP 372 is seeking feedback on ASIC’s proposed approach to: updating existing guidance to include information about when …

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FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation

The FCA found that between June 2015 and December 2017, Mr Dickinson provided pension transfer advice, which Mr Allen signed off, that was unsuitable. Mr Dickinson and Mr Allen will pay £70,000 and £85,606, respectively, to the Financial Services Compensation Scheme (FSCS) to contribute towards the compensation owed to Mansion Park’s customers. The FSCS has …

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SMARTCOREFX

Name: SMARTCOREFX Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine. What this means for you If you deal with this firm, you …

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Galleon Credit Union

Name: Galleon Credit Union Address: 25350 Magic Mountain, Pkwy #100 Valencia, UNITED STATES OF AMERICA, CA 91355 Telephone: 16619164715 Website: https://www.galcu.com/online/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business …

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BACUNDA

Name: BACUNDA Address: 8 Glenn Court Avenue, Purley, CR8 2AG Telephone: 4065550120 Email: [email protected] Website: https://bacunda.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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Basic Loans

Name: Basic Loans Address: Woodside Place, Glasgow, Scotland, G3 7QL Telephone: 01615437287 Email: [email protected] Website: basicloans.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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4XEX / 4xex.com

Name: 4XEX / 4xex.com Telephone: 44618421280 Mobile: 07897030365 Email: [email protected], [email protected], [email protected], [email protected] Website: https://4xex.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …

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