ASIC is warning market participants that strong, targeted enforcement action will continue in the coming months as part of its focus on protecting consumers from harm and upholding market integrity. The warning comes after ASIC’s enforcement and regulatory update highlighted over $109.1 million in civil penalties for the half year to 30 June 2023, along …
ASIC warns of further action against market misconduct Read More »
The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors in an illegal care home investment scheme. The FCA will ask the Court to determine the sums that the defendants should be required to pay back to investors. Between 2016 …
Financial watchdog wins civil case against Ponzi-like care home investment scheme Read More »
The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel. Clare, Matt and Mandy, who take up their roles on 1 August 2023, will lead the Panels in providing input from …
Name: Montana Trading Address: 8-14 Verulam Street, London, UNITED KINGDOM, WC1X 8LZ Telephone: +442080978880 Email: [email protected], [email protected] Website: www.montanatradingltd.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …
Unauthorised firm details Name: CapitalClaim Ltd / capitalclaim.net Email: [email protected] Website: https://capitalclaim.net/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
From 31 July 2023, the following new transactions were added to the ASIC Regulatory Portal: Apply for ASIC consent to resign as an auditor of a public company (Legacy Form 342) Apply for early destruction of books (Legacy Form 574) Submit notification to rely on ASIC Corporations (Business Introduction Services) Instrument 2022/805 Notify ASIC or …
New transactions available in the ASIC Regulatory Portal Read More »
The FCA has today set out a 14-point action plan to ensure banks and building societies are passing on interest rate rises to savers appropriately, that they’re communicating with customers much more effectively and offering them better savings rate deals. Today’s plan follows a review of the cash savings market and a roundtable held with …
FCA sets out 14-point action plan on cash savings Read More »
On Friday 28 July 2023, Southwark Crown Court imposed a Confiscation Order of £562,636 against Richard Faithfull following his conviction in September 2021. Mr Faithfull was part of a trans-national organised crime group which laundered the proceeds of at least 7 professionally run overseas investment frauds. The Court determined that Richard Faithfull’s criminal benefit was …
FCA secures Confiscation Order against convicted money launderer Read More »
Unauthorised firm details Name: SILVERGROVE CAPITAL GROUP Address: 477 Madison Avenue, New York, NY, UNITED STATES OF AMERICA, 10022 Telephone: +16468142404 Fax: +16468628737 Email: [email protected] Website: www.silvergrovecapitalgroup.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you …
Unauthorised firm details Name: ALTPRO EXCHANGE WAY Mobile: +447424423942 Email: [email protected] Website: www.altproexchangeway.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
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