Unauthorised firm details Name: EPIC GROWTH INVESTMENTS Address: UNIT 5, CARRERA COURTH, DINNINGTON, SHEFFIELD, UNITED KINGDOM, S25 2RG Telephone: +0123654789 Email: [email protected] Website: www.epicgrowthinvestment.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong …
Unauthorised firm details Name: WEALTHY HARGREAVES OPTIONS Address: 1 Wood Street, Bolton, UNITED KINGDOM, BL1 1EB Email: [email protected] Website: www.wealthyhargreavesoptions.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Shartru Wealth Management Pty Ltd (Shartru). This follows a targeted surveillance by ASIC that found Shartru was not adequately monitoring and supervising its representatives. ASIC also found that some of Shartru’s financial advice failed to meet the best interests duty and related …
ASIC imposes additional licence conditions on Shartru Wealth Management Pty Ltd Read More »
ASIC has cancelled the Australian financial services (AFS) licence of Stephen Wan Tat Chan (Licensee). The licence was cancelled because the Licensee failed to prepare and lodge the required financial statements and auditor opinions with ASIC. Furthermore, the Licensee failed to pay ASIC’s industry levies and maintain an external dispute resolution membership with the Australian …
We are putting in place further temporary measures for the reporting of certain fields in UK MiFIR transaction reports. In January 2022, we implemented temporary measures for the reporting of the short selling indicator under UK RTS 22. We confirmed that, until the future of the short selling indicator field had been determined, we would …
Supervisory flexibility on transaction reporting Read More »
The FCA, the Prudential Regulation Authority (PRA) and the Bank of England have finalised a revised scheme for those who have complaints about the regulators, following a consultation. The revised scheme provides clarity around what people can expect when they complain, making it more transparent and user-friendly. Complaints are a valuable source of feedback that …
Regulators finalise clearer, more transparent Complaints Scheme Read More »
Unauthorised firm details Name: Epic Growth FX Address: 68 Guild Street, London, United Kingdom, E7 7FF Email: [email protected] Website: www.epic-growthfx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
Unauthorised firm details Name: Plutomainarch Address: Celea Calarasilor 162, Bucharest, (7 F) Romania Email: [email protected] Website: www.plutomainarch.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the …
Unauthorised firm details Name: Prussia Fx Address: Liverpool, Merseyside, England Telephone: +447462061504 Email: [email protected] Website: www.prussiafx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …
Unauthorised firm details Name: crypto-miners.org Address: Tennyson House, Cambridge Business Park, Cambridge, United Kingdom, CB4 0WZ Email: [email protected] Website: www.crypto-miners.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …
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