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ASIC warns super trustees to boost efforts to consolidate duplicate member accounts

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ASIC is warning superannuation trustees to effectively consolidate duplicate member accounts after a recent review identified poor trustee practices resulting in consumer harm. The warning follows an ASIC review of nine trustees, covering both industry and retail funds. ASIC assessed how the trustees are meeting their obligation to annually identify and automatically consolidate duplicate member …

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ASIC issues 38 DDO stop orders for pet insurance products

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ASIC has issued 38 interim stop orders that relate to 67 pet insurance products issued by The Hollard Insurance Company Pty Ltd and PetSure (Australia) Pty Ltd (the insurers) across different levels of cover. The stop orders relate to pet insurance products issued by the insurers via brands including Woolworths, RSPCA, Petbarn, Guide Dogs, Medibank, …

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One month to go for the Consumer Duty

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The Consumer Duty comes into force on 31 July for new and existing products and services that are open for sale or renewal. Read more about how firms should be preparing. The Duty is a significant shift in our expectations, and we’ve been pleased to see many firms working hard to meet these new, higher …

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FCA bans Lee Morgan for British Steel Pension Scheme advice failings

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The Financial Conduct Authority has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. Mr Morgan demonstrated a lack of competence in his oversight of PMC’s Pension Transfer advice process …

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EasyChainFX

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Unauthorised firm details Name: EasyChainFX Address: Green Quarter, Cheetham Hill, Manchester, UNITED KINGDOM Website: www.easychainfx.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks …

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CapitalHub

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Unauthorised firm details Name: CapitalHub Telephone: +442030973448, +447770145476 Email: [email protected] Website: www.capital-hub.io Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Sallix Capital

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Unauthorised firm details Name: Sallix Capital Telephone: +442038859062 Email: [email protected] Website: www.sallixcapital.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Industry funding: 2022-23 Cost Recovery Implementation Statement

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ASIC today published its Cost Recovery Implementation Statement (CRIS) for 2022-23. The statement details ASIC’s estimated levies by industry subsector. Estimated levies are a guide only. Final levies will be based on ASIC’s actual cost of regulating each subsector and the business metrics submitted by entities. Final levies will be published in December 2023 and …

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GreatchainFX

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Unauthorised firm details Name: GreatchainFX Address: 64 Thornton St, Hursley, SO21 1NS Email: [email protected] Website: www.greatchainfx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information …

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Capitalswise

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Unauthorised firm details Name: Capitalswise Address: 122 Leadenhall Street, London, EC3V 4AB Telephone: 02038409952 Email: [email protected] Website: www.capitalswise.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so …

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ASIC warns super trustees to boost efforts to consolidate duplicate member accounts

ASIC issues 38 DDO stop orders for pet insurance products

One month to go for the Consumer Duty

FCA bans Lee Morgan for British Steel Pension Scheme advice failings

EasyChainFX

CapitalHub

Sallix Capital

Industry funding: 2022-23 Cost Recovery Implementation Statement

GreatchainFX

Capitalswise

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