ASIC has cancelled the registration of a further 29 auditors of self-managed superannuation funds (SMSFs) who failed to lodge their annual statements. This is in addition to the cancellation of 374 SMSF auditors in January 2023 (23-012MR) and 10 SMSF auditors in May 2022 (22-121MR), as part of ASIC’s current compliance program. ASIC Commissioner Danielle …
ASIC cancels registration of a further 29 SMSF auditors Read More »
ASIC urges directors, preparers of financial reports and auditors to assess the impact of uncertain market and economic conditions on reporting for full and half-years ending 30 June 2023. ASIC Commissioner Danielle Press said, ‘Directors should ensure that investors are properly informed on the impact of changing and uncertain economic and market conditions, ‘net zero’ …
ASIC highlights focus areas for 30 June 2023 reporting Read More »
Name: EJ Profit Address: Euston Tower, 286 Euston Road, London – United Kingdom, NW1 3DP Telephone: +441133284061 Email: [email protected] Website: www.ejprofit.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business …
Unauthorised firm details Name: Swiffbit Address: 237 W 35th St Suite 602 -5th Floor, New York, NY 10123 Telephone: +16782529186 Email: [email protected] Website: www.swiffbit.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong …
Unauthorised firm details Name: AlgoForex Address: The Clubhouse, Mayfair, London, W1K 3QT Telephone: +442071889892 Email: [email protected] Website: www.algoforexuk.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so …
Unauthorised firm details Name: Fchain-Network Address: No4 Robinson, New South Wales, Australia Imperium Tower (Headquarters) Jl, Prof Dr Satrio, Kuningan, Jakarta – Indonesia, 12920 Email: [email protected] Website: www.fchain-network.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give …
The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to collect fees for trading strategies designed to enable its clients to illegitimately reclaim tax from the Danish authorities. Between February 2012 and March 2015 MCM enabled significant volumes of dividend …
We have imposed requirements on a further 3 firms which were seeking to avoid their liabilities under the British Steel Pension Scheme (BSPS) redress scheme. The firms were associated with the British Steel Adviser Group and made unsolicited offers to its BSPS clients, which had not yet complained, as follows: Alpha Financial Services made offers …
Gold Coast property developer charged with fraud Read More »
Mr Michael David Steele, of NSW, has appeared at Southport Magistrates Court charged with seven counts of fraud. Following an ASIC investigation, it is alleged that between May 2016 and February 2017, Mr Steele misled 14 investors into withdrawing funds from their employer superannuation funds and savings accounts to invest in a property development at …
Gold Coast property developer charged with fraud Read More »
A charge brought against former company director Mr Pardeep Sehgal of Craigieburn Victoria for breaching his director duties has been proven but dismissed. An ASIC investigation found that in April 2018, Mr Sehgal caused two payments totalling $55,099.33 that was owed to Sehgal Catering Services Pty Ltd (in Liquidation), a company he was the sole …
Director duties charge proved and dismissed against former Victorian director Read More »
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