Warnings

Brokerage Author

FCA censures Lighthouse Advisory Services Limited for serious failings in relation to the British Steel Pension Scheme and £23m paid out in redress

Leave a Comment / News / By

Quilter Financial Planning Limited (Quilter) acquired Lighthouse in June 2019, after the unsuitable advice. Quilter has however taken responsibility for the unsuitable advice provided before its purchase of Lighthouse and has proactively carried out a redress exercise. By 30 April 2023, Quilter had paid approximately £23.17 million in redress to put affected Lighthouse customers back …

FCA censures Lighthouse Advisory Services Limited for serious failings in relation to the British Steel Pension Scheme and £23m paid out in redress Read More »

Ascent Investments and Coaching Pty Ltd and Michael Dunjey

Leave a Comment / News / By

ASIC is investigating Ascent Investment and Coaching Pty Ltd (Ascent) and its director, Michael Jefferson Dunjey of Western Australia. ASIC’s investigation arose from concerns that: Ascent may have received funds from members of the public and these funds may have been improperly dealt with. Ascent may have been operating an unregistered managed investment scheme. Next …

Ascent Investments and Coaching Pty Ltd and Michael Dunjey Read More »

Former Australian Mines managing director fined $70,000, disqualified for two years

Leave a Comment / News / By

Former Australian Mines managing director, Benjamin Bell, has been fined $70,000 and disqualified from managing corporations for two years for breaching his duties as a director. The Federal Court decision comes after Mr Bell admitted he failed to act with the degree of care and diligence required of a director when he gave presentations at …

Former Australian Mines managing director fined $70,000, disqualified for two years Read More »

Vaughan Bowen indicted on insider trading charges

Leave a Comment / News / By

Vaughan Bowen, of Brighton, Victoria, appeared on 10 May 2023 via his legal representative in the County Court of Victoria after being indicted on two counts of insider trading. The Commonwealth Director of Public Prosecutions (CDPP) formally indicted Mr Bowen on 10 May 2023 after the charges had previously been discharged following a contested committal …

Vaughan Bowen indicted on insider trading charges Read More »

ASIC sues HCF Life for alleged unfair and misleading contract terms in insurance

Leave a Comment / News / By

ASIC has commenced civil proceedings in the Federal Court alleging that three types of insurance policies issued by HCF Life Insurance Company Pty Limited (HCF Life) contain unfair contract terms and could mislead the public. The case involves standard form contracts issued under HCF Life’s ‘Recover’ range of insurance products. ASIC alleges that the ‘pre-existing …

ASIC sues HCF Life for alleged unfair and misleading contract terms in insurance Read More »

UK Buy Sell

Leave a Comment / Warnings / By

Unauthorised firm details Name: UK Buy Sell Address: Gladstonos 102, Limassol, CYPRUS, 3032 Telephone: +35725354412 Email: [email protected] Website: https://ukbuysell.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, …

UK Buy Sell Read More »

Quantum Accruefx

Leave a Comment / Warnings / By

Unauthorised firm details Name: Quantum Accruefx Address: 25 King Street, London, UNITED KINGDOM Email: [email protected] Website: www.quantumaccruesfx.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the …

Quantum Accruefx Read More »

Ocean Markets

Leave a Comment / Warnings / By

Unauthorised firm details Name: Ocean Markets Address: Trust Company Complex, Ajeltake Road, Majoro, Ajeltake Island, MARSHALLS ISLAND, MH 96960 Telephone: +79651435967 Mobile: 07441429280 Email: [email protected], [email protected], [email protected] Website: www.oceanmarkets.org Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also …

Ocean Markets Read More »

MITRADEX-GROWTH

Leave a Comment / Warnings / By

Unauthorised firm details Name: MITRADEX-GROWTH Address: Kemp House, 152-160 City Road, London, UNITED KINGDOM, EC1V 2NX Email: [email protected] Website: www.mitradex-growth.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or …

MITRADEX-GROWTH Read More »

Intelligent Claims Management Limited / Megel Andre Intelligent Claims Management

Leave a Comment / Warnings / By

Unauthorised firm details Name: Intelligent Claims Management Limited / Megel Andre Intelligent Claims Management Telephone: 08002081083, 02045251255 Email: [email protected] Website: http://intelligentclaimsmanagement.co.uk/personal-injury-claims.html Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business …

Intelligent Claims Management Limited / Megel Andre Intelligent Claims Management Read More »

We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.

See more

Contact

Privacy

  • Term and Conditions
  • Freedom of information
  • Cookies policy