Fraudsters are using the following details to scam people: Name: Novuna Personal Finance (clone of an FCA authorised firm) Telephone: +442081440609 Email: [email protected], [email protected] Other Information: Novuna Personal Finance is a trading name of the FCA authorised principal firm, Mitsubishi HC Capital UK PLC (FRN 704348) Scammers may give out other false details, including email …
Name: AMBASSADOR INFOTRADE Address: 71 Cherry Court, SOUTHAMPTON, SO53 5PD Email: [email protected] Website: https://ambassador4xtrade.online/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Name: KLEIGHTON CAPITAL PARTNERS LLC Address: 776, 6th Avenue, New York, NY, UNITED STATES OF AMERICA, 10001 Fax: +16465584178 Email: [email protected] Website: www.kleightoncapitalpartners.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to …
The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services (Vintage) from advising any customers on pension transfers and opt outs. Mr Hodgson and Mr Adams poorly advised people to transfer out of defined benefit pension schemes, including the British Steel Pension Scheme (BSPS). They are also banned from holding any senior …
FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings Read More »
The FCA and PSR Boards have appointed Alison Potter as chair of the FCA’s Regulatory Decisions Committee (RDC) and the PSR’s Enforcement Decisions Committee (EDC). These 2 committees are responsible for taking certain regulatory decisions on behalf of the FCA and the PSR. Committee members are selected based on their ability to make independent decisions …
FCA and PSR Boards appoint new chair to decision-making committees Read More »
The European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) have published their third annual Report on disclosures of principal adverse impacts under the Sustainable Finance Disclosure Regulation (SFDR). The Report assesses both entity and product-level Principal Adverse Impact (PAI) disclosures under the SFDR. These disclosures aim at showing the negative impact of financial institutions’ …
ASIC has commenced proceedings against Oak Capital (Oak Capital Mortgage Fund Ltd and Oak Capital Wholesale Fund Pty Ltd) for allegedly engaging in unconscionable conduct to avoid the National Credit Code. ASIC alleges that from 7 March 2019 to 4 October 2023, Oak Capital made up to 47 loans totalling over $37 million under a …
ASIC has disqualified Constandinos Ganatzos, of Brighton-Le-Sands, NSW, from managing corporations for the maximum period of five years due to his involvement in the failure of 21 companies. At the time of ASIC’s decision, the 21 companies owed a combined total of $71,144,235 to unsecured creditors, including $21,727,914 owing to the Australian Taxation Office, $1,285,894 …
ASIC has suspended the registration of three self-managed superannuation fund (SMSF) auditors for one year. ASIC determined auditors Wuzhao Fang, Huiting Li, and Xuan Wu breached independence requirements by auditing thousands of SMSF clients from a single referral source, who is a SMSF administration provider. The SMSF administration provider offers online SMSF setup and administration, …
ASIC has today released findings from its financial reporting and audit surveillance for the 12 months to 30 June 2024, and announced a proactive surveillance focused on auditors’ compliance with independence and conflicts of interest requirements. ASIC Commissioner Kate O’Rourke said: ‘Auditors play an important role in our capital markets and in decisions in our …
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