In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources. In its Business Plan 2023/24, the FCA has set out an ambitious programme for the next 12 months to achieve better outcomes for consumers and markets, …
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These conditions prevent Mrs Campbell from performing any activity for which she has approval, without the FCA’s written consent. We have taken this action because of concerns that Mrs Campbell has not complied with restrictions imposed on the firm on 9 February 2023 or adhered to the terms of the firm’s First Supervisory Notice published …
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The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of its Spotlight on Markets Newsletter. Your one-stop-shop in the world of EU financial markets focused in March on various important topics such as the Market Correction Mechanism (MCM) and our cooperation with ACER – …
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