Russell Sandiford, of Rockdale, New South Wales has appeared in the Downing Centre Local Court charged with dishonest conduct in relation to a financial product or service. Following an ASIC investigation into Mr Sandiford and his company, Reiwa-Capital Pty Ltd, it is alleged that Mr Sandiford obtained $459,489.70 from 79 clients between 3 January 2020 …
Former director of Reiwa-Capital charged with dishonest conduct Read More »
ASIC has disqualified James (Jim) Soong of Concord, NSW, from managing corporations for the maximum period of five years after his involvement in two failed companies. Between February 2020 and January 2022, Mr Soong was a director of two companies: Span Form Pty Ltd (ACN 169 669 881) (de-registered); and W. Resources Pty Ltd (ACN …
ASIC disqualifies New South Wales director for five years Read More »
ASIC has disqualified former director Roxanne Cornell of Kurunjang, Victoria, from managing corporations for the maximum period of five years due to her involvement in the failure of three companies. Between November 2015 and February 2020, Ms Cornell acted as the director of three companies in the construction industry: Coconut Post Tensioning Pty Ltd (ACN …
ASIC is seeking feedback from responsible entities of managed investment schemes and corporate directors of corporate collective investment vehicles (CCIVs) on proposals to remake ‘sunsetting’ class orders. Consultation Paper 368 (CP 368) Remaking ASIC class orders: [CO 13/519] and [CO 13/656] sets out ASIC’s proposals on: Class Order [CO 13/519] Changing the responsible entity; and …
On 17 March 2023, former Tesla Motors Australia Pty Ltd (Tesla Australia) director Kurt Schlosser, of Sydney, New South Wales, was sentenced in the Sydney District Court following his guilty pleas to two insider trading offences. Mr Schlosser was sentenced to two years and six months imprisonment, to be released immediately upon entering into a …
Former Tesla Motors Australia director sentenced for insider trading Read More »
PROMINERS FXT Address: 34-37 Wenlock Road, LONDON, N28BP Website: www.prominersfxt.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
In September 2022, we sent a portfolio letter to benchmark administrators where we highlighted the risk of poor disclosures for ESG benchmarks. High quality ESG benchmarks are important to support trust in the market for ESG products and the transition to a net zero economy. We have now completed a preliminary review on ESG benchmarks. …
FCA outlines where improvements are needed in ESG benchmarks Read More »
Clone firm details Fraudsters are using or giving out the following details as part of their tactics to scam people in the UK: www.edf-greenenergy.co.uk (Clone of FCA Authorised firm) Email: [email protected] Website: www.edf-greenenergy.co.uk Be aware that scammers may give out other false details or mix these with some correct details of the registered firm. They …
Unauthorised firm – HUGOWAYOPTIONS Address: Wellington Gate, 7-9 Church Road, Tunbridge Wells, Kent, UNITED KINGDOM, TN1 1HT 9976 Nickelberry Rd, NW Silverdale, WA 98383 Email: [email protected], [email protected] Website: https://hugowayoptions.com Other Information: Potential other names: HUGO WAY OPTIONS OR HW OPTIONS Be aware that some firms may give out other details or change their contact details …
Unauthorised firm – FUSION24FX Address: 27 Market Place, LONDON, W1W 8AF Email: [email protected] Website: www.fusion24fx.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
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