Warnings

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Lending officer convicted of giving misleading information

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Bassem Fares of Sydney, New South Wales, has been convicted of giving misleading information. Mr Fares created misleading documents, which were then provided to financial institutions in support of loan applications. Mr Fares, a former lending officer with Firstfolio Services Pty Ltd (Firstfolio), appeared in the Downing Centre Local Court having pleaded guilty to five …

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Crown Compare

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Unauthorised firm – Crown Compare Address: 228 Great Portland Street, London, UNITED KINGDOM, W1W 5QP Website: www.crowncompare.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

ASIC sets expectations for maintaining equity market resilience

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ASIC has outlined its expectations for all market participants to act appropriately to ensure Australia’s equity markets remain resilient. In a letter published today [14 May, 2020], all equity market participants are requested to take reasonable steps to ensure the number of trades matched from their orders: are capable of being handled by their internal …

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Oasis Trade

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Unauthorised firm – Oasis Trade Address: PO Box: Friedrich-Ebert-Anlage 36, Frankfurt, Hessen, 60325, Germany, GERMANY Telephone: 71521 Email: [email protected] Website: https://www.oasistrade.com Other Information: Telephone: +(61)-488-856837; +(65) -313-84080; +(41)-435-081955; +(852)-305-0033 Email: [email protected] Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or …

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ASIC warns consumers: Investment advertising is not always ‘true to label’

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ASIC warns consumers about investment advertising that compares fixed-term investment products to bank term deposits. A surge in such marketing of fixed-term investment products in recent months has prompted ASIC to caution consumers to take care making investment decisions based on such advertising. ASIC is monitoring such advertising and the entities involved because of reports …

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London Fixed Bonds

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Unauthorised firm – London Fixed Bonds Address: Canada Square, Canary Wharf, London, E14 5LB Telephone: 02 03 769 0861 Website: www.londonfixedbonds.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

D£bt Solutions / Debt Solutions

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Unauthorised firm – D£bt Solutions / Debt Solutions Telephone: 2037694822 Website: www.debt-solutions.org.uk Other Information: Twitter-@ukdebtsolution Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.

ASIC supports increased transparency in capital raisings

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ASIC notes the Australian Securities Exchange’s (ASX) class waiver decision – Temporary Extra Placement Capacity dated 31 March 2020 and the further amendments to the Class Waiver dated 22 April 2020, as well as, the recent publication of the Compliance Update no 04/20. ASIC supports the enhanced disclosure requirements for placement allocations and Share Purchase …

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