On 4 March 2020, Mr Mark Damion Kawecki, of Frankston Victoria, appeared at the Melbourne Magistrates’ Court and pleaded guilty to two counts of dishonest conduct in relation to attempts to satisfy the minimum spread requirement for companies seeking to be admitted to the ASX. This is the first prosecution of its kind. Under the …
Former financial advisor pleads guilty to dishonest conduct Read More »
Former pre-insolvency adviser Stephen O’Neill has been sentenced at Brisbane District Court to five years in prison with a non-parole period of 22 months, after pleading guilty to one charge of dealing in the proceeds of crime. In October 2014, Mr O’Neill, along with John Narramore of SME’s R Us Pty Ltd, advised Richard Ludwig, …
Pre-insolvency adviser imprisoned for money laundering Read More »
Unauthorised firm – Private Wealth Management LLP Address: St Mary’s Court, 20 Hill Street, Douglas, ISLE OF MAN, IM1 1EU Telephone: +4 4 (0)80 0689 3506 Email: [email protected] Website: www.privatewealthltd.com Other Information: Please note that the Isle of Man Financial Services Authority has also issued an alert regarding this unauthorised firm at https://www.iomfsa.im/fsa-news/2020/feb/private-wealth-management-llp/. Be aware …
ASIC has today provided the latest six monthly update on its enforcement and regulatory work since September 2019. The update covers our implementation of the recommendations of the Financial Services Royal Commission (FSRC), our enhanced supervision program and how we are using our new regulatory tools and powers in identifying and addressing misconduct and poor …
On 19 February 2020, Mr George Nowak pleaded guilty in the District Court of South Australia to 17 counts of aggravated deception and 1 count of dishonest dealings with documents. Mr Nowak entered the plea during the third week of his criminal trial on these charges. The plea to 18 charges includes one representative charge, …
Charterhill director George Nowak pleads guilty during trial Read More »
Unauthorised firm – Everyday Finances Address: Ebenezer House, 30 City Road, Manchester, UNITED KINGDOM, M15 4TD Telephone: 1615051753 Email: [email protected] Website: www.everydayfinances.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Axe Invest Address: Trust Company Complex, Ajeltake Road, Ajeltake Island Majuro, Marshall Island, MARSHALLS ISLAND, MH96960 Telephone: +4 42080893060; +41225017515 Email: [email protected] Website: https://axeinvest.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Mr John Lindsay Merity, of North Nowra, New South Wales, has today been sentenced by the District Court of New South Wales to an overall term of two years imprisonment, with a minimum period of one year in custody, in relation to his conviction on two counts of contravening section 1308(2) of the Corporations Act …
Unauthorised firm – CryptoMarket Address: 108841 Moscow city, Troitsk city ul. 2nd Scientific d. 4/2 pom. VI com. 3, OGRN 5177746199791, TIN 7751116026 KPP 775101001 OKVED 46.73, RUSSIA Telephone: 44 7480730359, +4 4 2039660001 Email: [email protected], [email protected] Website: https://www.cryptopmarket.com Be aware that some firms may give out other details or change their contact details over …
Unauthorised firm – Alliance Private Bank Address: UNITED KINGDOM Telephone: +4 41315103892; +441315102294 Email: [email protected] Website: www.allianceprivatebk.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
We foster financial stability and confidence in the financial markets and enhance protection for customers, investors and the insured.