Following an ASIC investigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by deception. ASIC alleges that between March 2016 and December 2016, Mr Eung dishonestly obtained a financial advantage of funds totalling $166,500 from accounts held with MLC Limited and Nulis Nominees (Australia) Limited …
ASIC has banned Adelaide-based adviser Peter Anthony Chigwidden from providing financial services for a period of five years. Following a review of Mr Chigwidden’s advice, ASIC found that Mr Chigwidden consistently failed to address the stated needs and objectives of his clients and, as a result, did not provide advice that was in the best …
Adelaide financial adviser banned for five years Read More »
Unauthorised firm – PV Merger Group Address: 3621 Stone Way N, Unit E, Seattle, WA, UNITED STATES OF AMERICA, 98103-8050 Telephone: +1 2063099307, +1 2063383553 Email: [email protected] Website: www.pvmerge.com Other Information: NOTE – This firm is closely linked with a firm named as Oliver Anton Lintner (Clone of EEA Authorised firm) Be aware that some …
Unauthorised firm – Loans4Unemployed Telephone: 3304580928 Mobile: 2038685074 Fax: 3308080748 Website: www.loans4unemployed.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised or registered by us. This firm is not authorised by us and is targeting people in the UK. You will not have access to the Financial Ombudsman Service or be protected by the Financial Services …
Australian financial service (AFS) licensees that offer OTC derivatives to retail investors located in some overseas jurisdictions may be providing unlicensed or unauthorised services in those jurisdictions. Retail OTC derivatives are highly risky. Regulators in many jurisdictions (such as Europe, Japan, North America and China) have restricted or prohibited the provision to retail investors of …
Some AFS licensees may be breaking overseas laws Read More »
ASIC has welcomed the passage of key financial services reforms contained in the Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) legislation introducing: a design and distribution obligations regime for financial services firms; and a product intervention power for ASIC The design and distribution obligations will bring accountability for issuers and distributors …
ASIC welcomes approval of new laws to protect financial service consumers Read More »
Unauthorised firm – Innovative Loans Address: 115 Shelton Street, London, UNITED KINGDOM, WC2H 9JQ Telephone: 02 038077135; 02081339425; 02080898475 Mobile: 02 086387595; 07458965412 Email: [email protected] Website: www.innovativeloans.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Bellsouth Capital Partners Address: 5901 6th Ave, Brooklyn, NY, UNITED STATES OF AMERICA, 11220 Telephone: +1 914 339 5264 Fax: +1 914 352 7694 Email: [email protected] Website: www.bellsouthpartners.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or …
Unauthorised firm – Stonehouse Consulting Group Address: 1610 Bedford Ave, Brooklyn, NY, UNITED STATES OF AMERICA, 11225 Telephone: +1 646 439 7765 Fax: +1 914 462 3705 Email: [email protected] Website: www.stonehouseconsultgrp.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or …
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