Unauthorised firm – LV Grow Market Address: Tana Russet Plaza, Kumul Highway, Port Vila, VANUATA Telephone: +4 42039051865, +6 01548770662, +7 4993030097 Website: https://lvgrowmarkets.com/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – fixedratesociety Email: [email protected] Website: fixedratesociety.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has commenced civil penalty proceedings in the Federal Court against the Commonwealth Bank of Australia (CBA), alleging that it charged monthly access fees to customers when it was not entitled to do so. ASIC alleges that, between 1 June 2010 and 11 September 2019, CBA incorrectly charged monthly access fees to customers who were …
ASIC sues CBA for misleading conduct over monthly access fees Read More »
Unauthorised firm – Phoenix Vehicle Leasing Address: Sterling House, 501 Middleton Road, Chadderton, OL9 9LY Telephone: 07 783 723845 Email: [email protected] Website: www.phoenixvehicleleasing.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC’s product intervention order imposing conditions on the issue and distribution of contracts for difference (CFDs) to retail clients takes effect from today. The order strengthens protections for retail clients trading CFDs after ASIC found that CFDs have resulted in, and are likely to result in, significant detriment to retail clients. ASIC’s order reduces CFD …
ASIC’s CFD product intervention order takes effect Read More »
Bond Compare UK Address: 62 Wandsworth Rd, Nine Elms, London, SW8 2FA Website: www.bond-compareuk.com Be aware that scammers may give out other false details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Fletcher Corporate Partners Address: 250 Fulton Avenue, Hempstead, NY, UNITED STATES OF AMERICA, 11550 Telephone: +1 516 740 2820 Email: [email protected], [email protected] Website: www.fletchercorppart.com Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
The Federal Court has found companies in the Mayfair 101 Group made statements that were false, misleading or deceptive in advertisements for its debenture products, following proceedings brought by ASIC in April 2020. The Court found Mayfair Wealth Partners Pty Ltd and Online Investments Pty Ltd trading as Mayfair 101, M101 Nominees Pty Ltd and …
ASIC has restricted TBG Diagnostics Limited (ACN 010 975 612, ASX:TDL) (TDL) from eligibility to use transaction-specific disclosure until 11 March 2022. The decision means TDL will not be able to rely on the reduced-disclosure rules allowing for a reduced-content prospectus and instead must issue a full prospectus if it wishes to raise funds from …
ASIC restricts TBG Diagnostics Limited from relying on reduced-disclosure rules Read More »
ASIC has imposed additional conditions on the Australian financial services (AFS) licence of AxiCorp Financial Services Pty Ltd (AxiCorp, AFS licence 318 232) to ensure that AxiCorp has adequate compliance arrangements in place for its over the counter (OTC) derivatives business. Under the additional AFS licence conditions: AxiCorp must appoint an independent expert to conduct …
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