Amanda Young, of Lewisham, NSW, a former registered liquidator, has been charged with three counts of using her position dishonestly to gain an advantage under section 184(2) of the Corporations Act 2001 and one count of dishonestly obtaining a financial advantage by deception under section 192E(1)(b) of the Crimes Act 1900 (NSW) following an ASIC …
Former Sydney liquidator charged with dishonesty offences Read More »
Unauthorised firm – Compare Bond / compare-bond Address: Global gateway 8, rue de la perle, province, mahe, Seychelles Telephone: 02 00 154 2258 Email: [email protected] Website: https://www.compare-bond.co.uk/, www.ukbondcompare.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Unauthorised firm – Advisors Network LLC Address: The Chrysler Building, 405 Lexington Avenue, Manhattan, New York, UNITED STATES OF AMERICA, NY 10174 139 Charles Street, Suite 398, Boston, Massachusetts, UNITED STATES OF AMERICA, MA 02214 Telephone: +1 646 809 7714, +1 917 200 9600 Email: [email protected], [email protected] Website: www.advisorsnetworknyc.com Other Information: Please note; this firm …
On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money offences. SGSAPL is the second company in 2020 in Australia to face criminal prosecution for breaching client money provisions, which are designed to protect the interests of Australian financial services licensee …
Societe Generale Securities Australia Pty Ltd pleads guilty to client money offences Read More »
ASIC has cancelled the Australian Financial Services (AFS) licence of Queensland-based financial services provider MyPlanner Professional Services Pty Ltd (MyPlanner Professional). MyPlanner Professional held AFS licence no. 425542 since 18 September 2012. The licence cancellation took effect on 23 June 2020. ASIC cancelled the licence because MyPlanner Professional is no longer operating a financial services …
ASIC cancels AFS licence of MyPlanner Professional Services Read More »
Unauthorised firm – British Market Address: 2 Bankside, London, UNITED KINGDOM Website: https://british-market.co.uk/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
ASIC has permanently banned former responsible manager Anthony ‘Tony’ David Wynd of Melbourne from providing financial services. Mr Wynd was the sole director and responsible manager of Financial Circle Pty Ltd (Financial Circle), a financial services and credit business ordered by the Federal Court to pay $8,980,000 in total penalties after contravening financial services, credit …
Unauthorised firm – My Smart Bonds Address: Brandon House, 180 Borough High Street, Camberwell, London, UNITED KINGDOM Website: www.My-smartbonds.co.uk Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
Former director Mr Avrohom Mordechai Kimelman of St Kilda East appeared on 23 June 2020 in the Magistrates’ Court of Victoria at Melbourne charged with insider trading offences. Mr Kimelman has been charged with four counts of procuring the acquisition of shares in Quantum Resources Ltd (Quantum) while in possession of inside information, and four …
Former Melbourne director Avrohom Kimelman charged with insider trading Read More »
Unauthorised firm – The Investmentheads Address: 2 Constance Street, London, UNITED KINGDOM, E16 2DQ Telephone: 07 83-219-0826 Email: [email protected] Website: https://investmentheads.co.uk/ Be aware that some firms may give out other details or change their contact details over time to new email addresses, telephone numbers or physical addresses.
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